CFTC grants TFX member firms exemption from certain Part 30 regulations

Pursuant to Commission Regulation 30.10, CFTC grants certain exemptions to firms designated by the Tokyo Financial Exchange, Inc. (TFX) from the application of certain foreign futures and option regulations based upon substituted compliance with applicable Japanese law and TFX regulations. See the October 14, 2008 Federal Register for exemptions and conditions.

About The Author

Felix Shipkevich

Felix Shipkevich is a Manhattan-based attorney and general counsel for Shipkevich Law Firm. He has extensive experience working with the CFTC and NFA on registration, compliance, and enforcement issues for CPOs, CTAs, FCMs, IBs, and RFEDs. Felix also practices intellectual property and corporate governance law.