Futures | Commodities | Forex
FINRA and IIROC announce cooperation agreement
Posted by Felix Shipkevich on Jul 27, 2009 | 0 comments
Under the new cooperation agreement, FINRA and IIROC will share information on compliance and enforcement related matters, and work together on issues related to firm oversight and examinations.
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Felix Shipkevich
Felix Shipkevich is a Manhattan-based attorney and general counsel for Shipkevich Law Firm. He has extensive experience working with the CFTC and NFA on registration, compliance, and enforcement issues for CPOs, CTAs, FCMs, IBs, and RFEDs. Felix also practices intellectual property and corporate governance law.Leave a Reply
