Futures | Commodities | Forex
CFTC and FSA and will collaborate to strengthen oversight of oil markets
Posted by Felix Shipkevich on Aug 20, 2009 | 1 comment
The CFTC and FSA will enhance ongoing information sharing agreed to in a 2006 CFTC – FSA arrangement on linked contracts. Where appropriate, they intend to enhance direct access rights to trade execution and audit trail data, share disciplinary and regulatory notices, conduct mutual on-site visits of exchange operators, and consider coordination of emergency actions.
About The Author
Felix Shipkevich
Felix Shipkevich is a Manhattan-based attorney and general counsel for Shipkevich Law Firm. He has extensive experience working with the CFTC and NFA on registration, compliance, and enforcement issues for CPOs, CTAs, FCMs, IBs, and RFEDs. Felix also practices intellectual property and corporate governance law.One Response to “CFTC and FSA and will collaborate to strengthen oversight of oil markets”
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This collaboration could mean regulatory confusion for firms working across borders. Who’s our regulator? What body of law do we have to adhere to?