MGEX’s ability to perform compliance functions questioned

The CFTC Released a Rule Enforcement Review of the Minneapolis Grain Exchange. Its recommendations to MGEX include hiring more compliance staff and ensuring that its disciplinary committee review member’s complete disciplinary histories when determining appropriate sanctions.

About The Author

Felix Shipkevich

Felix Shipkevich is a Manhattan-based attorney and general counsel for Shipkevich Law Firm. He has extensive experience working with the CFTC and NFA on registration, compliance, and enforcement issues for CPOs, CTAs, FCMs, IBs, and RFEDs. Felix also practices intellectual property and corporate governance law.