Futures | Commodities | Forex
Outcome of SEC/CFTC joint meeting
Posted by Felix Shipkevich on Sep 3, 2009 | 0 comments
The White House has urged SEC and CFTC to give Congress a report by the end of September identifying their conflicts. Overlap and gaps in regulation have been identified and recommendations on how to resolve them are forthcoming.
About The Author
Felix Shipkevich
Felix Shipkevich is a Manhattan-based attorney and general counsel for Shipkevich Law Firm. He has extensive experience working with the CFTC and NFA on registration, compliance, and enforcement issues for CPOs, CTAs, FCMs, IBs, and RFEDs. Felix also practices intellectual property and corporate governance law.Leave a Reply
