The CFTC today announced that it has obtained a judgment against defendants Lincolnshire Trading Partners.
The CFTC today announced a Final Order that says it will not intervene in the decision to revoke Pro Trading Course, LLC’s CTA registration.
The CFTC announced today that a Federal Court in Nevada has ordered Trans Global Investments to pay $340,000 for a commodity pool fraud.
The CFTC today filed and settled charges against Mizuho Securities of New York for regulatory violations.
Will CFTC will continue to pursue commodity pool scams, failed registration, and rate-rigging enforcement in 2013?
Three commissioners at the CFTC have issued statements on their historic settlement with UBS over Libor-rigging.
The CFTC, in conjunction with the fallout from the Libor scandal, has upped the ante on financial penalties in recent weeks.
The CFTC today filed an enforcement action against Arista LLC, a registered CPO based in California.
CFTC member Bart Chilton has renewed his call for Congress to raise the maximum penalty for financial rule violations.
The CFTC is struggling to find a rhythm for new rules meant to curb systemic risk in the financial system.