The Federal Reserve announced that they will be reviewing their rulings regarding Banks trading commodities after receiving complaints.Read More
Commodity Trading Advisor
With this new position, O’Connor will have hands-on involvement in driving ISDA’s strategic initiatives. The pace and scope of those initiatives continues to increase given global regulatory reform and the continued evolution of the financial markets and the OTC derivatives business. To address these needs, the decision was made to appoint a full-time chairman who could devote more time and energy to directing and leading the Association.
The CFTC announced yesterday that it intends to revoke AP, CPO, and CTA registrations for Crabapple Capital and its principal.
The CFTC’s new rule, requiring that all CTA’s report information to the NFA, is set to to get into affect on February 15, 2013.
The CFTC today announced a Final Order that says it will not intervene in the decision to revoke Pro Trading Course, LLC’s CTA registration.
The U.S. Commodity Futures Trading Commission issued a range of no-action letters today.
The CFTC today filed an enforcement action against Arista LLC, a registered CPO based in California.
The U.S. Commodity Futures Exchange Commission (CFTC) seems to be increasing the rate of its enforcement of financial regulation.
The CFTC has charged Donald A. Newell and Quiditty, LLC with fraudulently allocating trades to a proprietary account.
The NFA took an emergency enforcement action against Crabapple Capital Group LLC and its principal, Robert Allen Christy. CCG is a Georgia-based commodity pool operator (“CPO”) and commodity trading advisor (“CTA”). Under the Member Responsibility…