The NFA issued an alert to members engaged in retail forex activities, notifying them of changes made to NFA requirements by the CFTC. These amendments affect NFA Bylaws, Compliance Rules, Code of Arbitration, and three Interpretive Notices. They will go into effect on October 1, 2011.
The changes are as...
Posted byElan Mendel
on Aug 10, 2011 in CFTC
, Futures Commission Merchant
, Introducing Broker
, National Futures Association
, New Rules
, Retail Foreign Exchange Dealer
, Social Media
The NFA has released a comment letter to the CFTC offering its opinion on two provisions found in the CFTC proposed rule to incorporate swaps into existing agency regulations. The Association’s comments apply to expanded record-keeping requirements found in the proposed rule.
The first comment applies...
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