CFTC, Foreign Regulators Issue Joint Statement on OTC Derivatives
Posted byFelix Shipkevich on Dec 4, 2012 in Australia ASIC, Canada CSA, Canada IIROC, CFTC, Dodd-Frank, Featured, Forex, Germany Bafin, Hong Kong SFC, Japan FSA, New Rules, Restricted, Social Media | 0 comments
The U.S. Commodity and Futures Trading Commission (CFTC) issued a joint statement with foreign regulators today that outlines plans for cross-border rules. The joint statement was signed by regulatory leaders from Australia, Brazil, the European Union, Hong Kong, Japan, Canada, Singapore, and...Canadian Regulators May Require Central Clearing for Derivatives
Posted byFelix Shipkevich on Jun 29, 2012 in Canada CSA, Featured, New Rules, Regulators, Restricted | 0 comments
Canadian Securities Administrators (CSA) have proposed new rules that would require some over-the-counter derivatives to be centrally cleared. The CSA proposal is similar to rules being considered by the European Securities and Markets Authority (ESMA) in combining two approaches to defining which...