Shipkevich Bitcoin and ICO Attorney
Felix Shipkevich June 11, 2009

FINRA and IIROC remind firms of their sales practice obligations with regards to leveraged and inverse ETFs. ETFs that are designed to achieve investment objectives on a daily basis may not be suitable for many investors, and should not be marketed as if they were designed to positively or negatively track an underlying index or benchmark over a longer period of time.

22 thoughts on “FINRA and IIROC warn about leveraged and inverse ETFs

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