Shipkevich Bitcoin and ICO Attorney
Felix Shipkevich November 25, 2009

The NFA barred James C. Morton from acting as a principal of an NFA Member for a period of five years and also ordered him to pay a fine of $10,000 in the event that he reapplies for NFA membership or associate membership. The

Decisionas to Morton, which was issued by an NFA Hearing Panel, accepted a settlement offer submitted by Morton and was based on an NFA Complaint filed in June 2009, which charged Morton with failure to supervise GlobeFX’s business operations and forex activities.

1 thought on “NFA ACTION – James C. Morton

  1. i read the complaint. Looks the owners of GlobeFX where the one's conducting shady activity and Morton got dragged in for being a principal. If you read the complaint, even the NFA state they found no wrong doing on his part, he just failed to realize what the owners where doing without his knowledge or approval.

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