Amended Interpretive Notice 9066 – NFA Financial Requirements Section 16: FCM Financial Practices and Excess Segregated Funds/Secured Amount/Cleared Swaps Customer Collateral Disbursements

  • 4:59 am
  • NFA

Amended Interpretive Notice – 9066 – NFA Financial Requirements Section 16: FCM Financial Practices and Excess Segregated Funds/Secured Amount/Cleared Swaps Customer Collateral Disbursements. An explanation of the amendment can be found in the May 20, 2020 rule submission letter.
Read More

Share this post

Share on facebook
Share on twitter
Share on linkedin
Share on pinterest
Share on print
Share on email
X

Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.

Learn More