Amended Interpretive Notice 9077 – NFA Compliance Rule 2-9(d): Swap Dealer and Major Swap Participant Supervision of the Use of Marketing Materials

  • Jason Mongiello
  • 1:59 am
  • NFA

Amended Interpretive Notice 9077- NFA Compliance Rule 2-9(d): Swap Dealer and Major Swap Participant Supervision of the Use of Marketing Materials. An explanation of the amended notice can be found in the March 5, 2026 rule submission letter.

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