Amended Registration Rule 204 – Registration of Futures Commission Merchants, Notice Futures Commission Merchants, Retail Foreign Exchange Dealers, Floor Trader Firms, Introducing Brokers, Notice Introducing Brokers, Commodity Pool Operators, Commodity Trading Advisors and Leverage Transaction Merchants and Confirmation of Exemption From Registration Pursuant to Commission Regulation 30.5

Amended Registration Rule – 204 – Registration of Futures Commission Merchants, Notice Futures Commission Merchants, Retail Foreign Exchange Dealers, Floor Trader Firms, Introducing Brokers, Notice Introducing Brokers, Commodity Pool Operators, Commodity Trading Advisors and Leverage Transaction Merchants and Confirmation of Exemption From Registration Pursuant to Commission Regulation 30.5. An explanation of the amendment can be found in the May 20, 2020 rule submission letter.
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Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.