RIN 3038–AE98: Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR Felix Shipkevich Read More >
NFA permanently bars former Winter Park, Fla. commodity trading advisor Fintech Investment Group, Inc. and its former principal Alan Friedland from membership Felix Shipkevich Read More >
NFA permanently bars Hong Kong commodity pool operator Bainbridge Asia Limited and its principal Wai Man Yip from membership Felix Shipkevich Read More >
Proposed Amendments to NFA Interpretive Notice 9050 – NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts Felix Shipkevich Read More >
Proposed Amendments to NFA Interpretive Notice 9045 – Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program Felix Shipkevich Read More >
Amended Interpretive Notice 9003 – Compliance Rule 2-29: Communications with the Public and Promotional Material Felix Shipkevich Read More >
Amended Compliance Rule 2-29 – Communications with the Public and Promotional Material Felix Shipkevich Read More >
