June 15, 2021 CFTC Charges Former Energy Broker and Its Owner with Misappropriation of Nonpublic Information, Fraud, and Supervision Violations Read More >
June 11, 2021 Federal Court Sanctions Australian Trader for Spoofing and Engaging in a Manipulative and Deceptive Scheme Read More >
June 8, 2021 CFTC’s Interest Rate Benchmark Reform Subcommittee Recommends July 26 for Transitioning Interdealer Swap Market Trading Conventions from LIBOR to SOFR Read More >
June 3, 2021 Federal Court Orders Florida Man to Pay More than $500,000 for Attempting to Fraudulently Profit From COVID-19 Read More >
May 27, 2021 CFTC Charges Chicago Commodity Pool Operators, Owner, and Former Chief Portfolio Manager with Fraud and Supervision Failures Read More >
May 26, 2021 CFTC Staff Publishes Updated Responses to FAQs Regarding Commission Regulation 4.27 and Form CPO-PQR Read More >
May 14, 2021 Federal Court Orders Virginia Resident to Pay More Than $5 Million for Futures and Options Fraud Read More >
May 5, 2021 CFTC Issues Order of Registration to Mercado Mexicano de Derivados, S.A. de C.V., to Permit Trading by Direct Access from the U.S. Read More >
April 28, 2021 CFTC Staff Renews Temporary No-Action Relief for Entities Submitting Swaps for Clearing with DCOs Acting Under Exemptive Orders or No-Action Relief Read More >
April 27, 2021 Federal Court Orders Oregon Owner of Precious Metals Firm to Pay $1.3 Million to Victims of Fraudulent Precious Metals Scheme Read More >
April 22, 2021 CFTC Staff Issues Conditional Relief from Reporting Fully Collateralized Binary Option Data to Swap Data Repositories Read More >
April 20, 2021 CFTC Orders Florida Man and His Company to Pay Over $397,000 in Connection with a Digital Assets Solicitation Scheme Read More >
April 14, 2021 CFTC Staff Issues Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19 Read More >
