September 25, 2020 CFTC Staff Extends Relief from Certain Reporting Obligations under the Ownership and Control Reports Final Rule Read More >
September 25, 2020 CFTC and 30 States Charge Los Angeles Precious Metals Dealers in Ongoing $185 Million Fraud Targeting the Elderly Read More >
September 24, 2020 CFTC Fines Houston, Chicago, and London-Based Introducing Brokers for Net Capital Deficiencies Read More >
September 23, 2020 Agricultural Advisory Committee Releases Agenda for September 24 Public Meeting Read More >
September 18, 2020 ICYMI: Chairman Tarbert in WSJ: A New Pact Will Help Derivatives Markets Read More >
September 18, 2020 Mexican Meat Processor to Pay Fine for Violating Cattle Futures Speculative Position Limits Read More >
September 17, 2020 CFTC Finalizes Rules to Improve Swap Data Reporting, Approves Other Measures at September 17 Open Meeting Read More >
September 16, 2020 CFTC Charges 4 Florida Men, 1 New Jersey Man, and Their Companies in $4.75 Million Forex Ponzi Scheme Read More >
September 16, 2020 CFTC Charges Texas Man with Misappropriating Over $8.3 Million In Customer Funds Read More >
September 15, 2020 CFTC Staff Provides No-Action Relief to Registrant from SEF Reinstatement Requirements Read More >
September 15, 2020 Federal Court Orders Illinois Software Development Firm to Pay Penalty and Disgorgement for Aiding and Abetting Illegal Conduct Read More >
September 15, 2020 CFTC Staff Provides Relief and Further Guidance Regarding FCM Separate Account Practices Read More >
September 14, 2020 CFTC Charges 3 Texas Men and 1 Florida Man in Fraudulent Digital Asset Scheme Read More >
September 11, 2020 CFTC Further Extends Certain No-Action Relief to Market Participants in Response to COVID-19 Read More >
September 11, 2020 Victims of New York Ponzi Scheme Recover Over $1 Billion Following CFTC Enforcement Action Read More >
