Category: CFTC

November 30, 2023

CFTC Chairman Announces Melanie Devoe Director of the Office of Customer Education and Outreach

November 28, 2023

Chairman Behnam Announces CFTC Agricultural Advisory Committee to Meet December 14

November 21, 2023

Binance Former Chief Compliance Officer, Samuel Lim, Agrees to Pay $1.5 Million for Willfully Evading U.S. Law, and Aiding and Abetting the Illegal Operation of a Digital Asset Derivatives Exchange, and Other Violations

November 21, 2023

Binance and Its CEO, Changpeng Zhao, Agree to Pay $2.85 Billion for Willfully Evading U.S. Law, Illegally Operating a Digital Asset Derivatives Exchange, and Other Violations

November 21, 2023

The Market Risk Advisory Committee to Meet on December 11

November 15, 2023

Federal Court Orders Illinois Man and His Entities to Pay Over $20 Million in Restitution and Penalties for Commodity Pool Ponzi Scheme

November 7, 2023

CFTC Releases FY 2023 Enforcement Results

November 6, 2023

Federal Court Orders Former New York City Resident to Pay Over $2.6 Million in Monetary Sanctions for Fraudulent Solicitation and Misappropriation in a Commodity Pool Scheme

November 6, 2023

Inter-Agency Working Group Releases New Report on Treasury Market Resilience Efforts

November 3, 2023

CFTC Charges Illinois Man and His Firm for Operating a Fraudulent Retail Forex Commodity Pool

November 3, 2023

CFTC Seeks Public Comment on a Proposal on Investment of Customer Funds

November 2, 2023

Commissioner Pham Announces Agenda for the Upcoming Global Markets Advisory Committee Meeting on November 6

October 31, 2023

Cancelled — CFTC Open Commission Meeting for November 1

October 27, 2023

CFTC and French AMF Sign MOU for Supervision of Certain Cross-Border Firms

October 25, 2023

CFTC to Hold a Commission Open Meeting on November 1

October 25, 2023

CFTC to Host a Career Forum for College, University and Law School Students and Recent Graduates

October 25, 2023

CFTC and State Regulators Enter Consent Order with California Precious Metals Dealer in $68 Million Fraud Targeting the Elderly

October 23, 2023

CFTC’s Energy and Environmental Markets Advisory Committee to Meet November 13

Category: CFTC

CFTC Chairman Announces Melanie Devoe Director of the Office of Customer Education and Outreach

Chairman Behnam Announces CFTC Agricultural Advisory Committee to Meet December 14

Binance Former Chief Compliance Officer, Samuel Lim, Agrees to Pay $1.5 Million for Willfully Evading U.S. Law, and Aiding and Abetting the Illegal Operation of a Digital Asset Derivatives Exchange, and Other Violations

Binance and Its CEO, Changpeng Zhao, Agree to Pay $2.85 Billion for Willfully Evading U.S. Law, Illegally Operating a Digital Asset Derivatives Exchange, and Other Violations

The Market Risk Advisory Committee to Meet on December 11

Federal Court Orders Illinois Man and His Entities to Pay Over $20 Million in Restitution and Penalties for Commodity Pool Ponzi Scheme

CFTC Releases FY 2023 Enforcement Results

Federal Court Orders Former New York City Resident to Pay Over $2.6 Million in Monetary Sanctions for Fraudulent Solicitation and Misappropriation in a Commodity Pool Scheme

Inter-Agency Working Group Releases New Report on Treasury Market Resilience Efforts

CFTC Charges Illinois Man and His Firm for Operating a Fraudulent Retail Forex Commodity Pool

CFTC Seeks Public Comment on a Proposal on Investment of Customer Funds

Commissioner Pham Announces Agenda for the Upcoming Global Markets Advisory Committee Meeting on November 6

Cancelled — CFTC Open Commission Meeting for November 1

CFTC and French AMF Sign MOU for Supervision of Certain Cross-Border Firms

CFTC to Hold a Commission Open Meeting on November 1

CFTC to Host a Career Forum for College, University and Law School Students and Recent Graduates

CFTC and State Regulators Enter Consent Order with California Precious Metals Dealer in $68 Million Fraud Targeting the Elderly

CFTC’s Energy and Environmental Markets Advisory Committee to Meet November 13

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