January 12, 2022 CFTC Issues Order Suspending Mississippi Man’s Registrations as a Commodity Trading Advisor and Associated Person Read More >
January 3, 2022 CFTC Orders Event-Based Binary Options Markets Operator to Pay $1.4 Million Penalty Read More >
December 28, 2021 CFTC Charges New Jersey-Based Entities and Individuals With Multi-Million Dollar Forex Fraud Read More >
December 27, 2021 CFTC Orders Dubai Traders and Their Firms to Pay $100,000 for Wash Sales Read More >
December 22, 2021 CFTC Staff Issues No-Action Letter Regarding Certain Reporting Requirements for Swaps Transitioning from Certain LIBORs to Risk-Free Rates Read More >
December 22, 2021 CFTC Staff Extends Temporary No-Action Letter to Derivatives Clearing Organizations Regarding Amended Daily Reporting Requirements Read More >
December 22, 2021 CFTC Staff Revises No-Action Letters Regarding Market Participants Transitioning from LIBOR Read More >
December 17, 2021 Federal Court Orders Washington State Feedyard to Pay $263 Million for Phantom Cattle Fraud Scheme and Violating Position Limits Read More >
December 17, 2021 CFTC Orders JPMorgan to Pay $75 Million for Widespread Use by Employees of Unapproved Communication Methods and Related Recordkeeping and Supervision Failures Read More >
December 16, 2021 CFTC’s Interest Rate Benchmark Reform Subcommittee Issues User Guide for the Transition of Exchange-Traded Derivatives Activity to SOFR Read More >
December 10, 2021 CFTC Charges Puerto Rico Resident and His Firm for Misappropriation of Nonpublic Information and Fictitious Trading Read More >
December 8, 2021 Federal Court Sanctions Slovakian Trader and His Principals for Spoofing and Engaging in a Manipulative and Deceptive Scheme Read More >
December 2, 2021 CFTC’s Interest Rate Benchmark Reform Subcommittee Selects December 13 for SOFR First for Additional Cross-Currency Derivatives Read More >
November 29, 2021 Federal Court Orders California Forex Firm and Its Owners to Pay Over $4 Million for Pool Fraud and Registration Violations Read More >
November 23, 2021 CFTC Staff Provides No-Action Letter to Korea Exchange, Inc. Concerning the Offer or Sale of KOSPI and Mini KOSPI 200 Futures Contracts Read More >
