August 25, 2021 Federal Court Orders Georgia Man and Two Companies to Pay Over $15.6 Million for Forex Fraud and Registration Violations Read More >
August 23, 2021 Federal Court Orders Alabama Man to Pay More Than $16 Million in Precious Metals Fraud Read More >
August 17, 2021 CFTC Charges Unregistered Michigan Forex Firm and its Owner with Fraud and Misappropriation Read More >
August 17, 2021 CFTC Charges Nebraska Commodity Pool Operator and its Owner with Fraud and Regulatory Violations Read More >
August 13, 2021 CFTC Orders Tyson Foods to Pay $1.5 Million for Position Limit, Reporting, and Recordkeeping Violations Read More >
August 10, 2021 Federal Court Orders BitMEX to Pay $100 Million for Illegally Operating a Cryptocurrency Trading Platform and Anti-Money Laundering Violations Read More >
August 10, 2021 Federal Court Orders Texas and Florida Men to Pay Nearly $1.75 Million in Digital Assets Scheme Read More >
July 22, 2021 U.S. Court of Appeals Rules in Favor of CFTC in Fraud Case Against Monex Deposit Company and its Principals Read More >
July 13, 2021 CFTC Market Risk Advisory Committee Adopts SOFR First Recommendation at Public Meeting Read More >
July 9, 2021 Federal Court Permanently Bans and Imposes an over $300,000 Penalty Against Foreign Trading Platform for Offering Illegal Leveraged Transactions in Ether, Litecoin, Bitcoin and Precious Metals Read More >
July 9, 2021 The Market Risk Advisory Committee Announces Agenda for July 13 Public Meeting Read More >
July 8, 2021 Georgia Man Sanctioned for Fraudulent Scheme Attempting to Profit from COVID-19 Read More >
July 2, 2021 ICYMI: Commissioner Quintenz in Bloomberg: Family Offices Don’t Need New Regulations Read More >
July 1, 2021 CFTC Charges Three Individuals and Three Florida Companies with Fraud in Multimillion-Dollar Precious Metals Scheme Read More >
June 29, 2021 CFTC Staff Issues Interpretation to Swap Dealers Regarding Calculating Capital Requirements Read More >
June 25, 2021 CFTC Orders Three Credit Suisse Entities to Pay $1.5 Million for Swap Data Reporting Failure Read More >
June 25, 2021 Joint Readout of Principals Meeting of UK and U.S. Authorities Regarding Central Counterparty Resolution Read More >
