Category: Commodity Trading Advisor

New NFA Virtual Currency Disclosure Requirements submitted to CFTC

Felix Shipkevich

NFA Suspends Golden Point and Graham In Emergency Enforcement Action

Felix Shipkevich

NFA Fines XFA Introducing Broker $100,000 For Compliance Violations

Felix Shipkevich

Bitcoin and Virtual Currency Reporting Requirements for NFA IBs, CPOs, CTAs, and FCMs.

Felix Shipkevich

CFTC Interprets Who Has to Register as Commodity Trading Advisor

Felix Shipkevich

Fed Re-evaluating Commodities Control Ruling

Felix Shipkevich

Stephen O’Connor Leaves Morgan Stanley to Become Full-Time ISDA Chairman

Felix Shipkevich

CFTC Seeks to Revoke Registration of Crabapple Capital for $1m Fraud

Felix Shipkevich

CFTC Rule Update: New CTA Reporting Rule Deadline Announced by NFA

Felix Shipkevich

CFTC Enforcement Update: Pro Trading Course’s CTA Registration Revoked

Felix Shipkevich

CFTC Issues No-Action Relief for Banks, Brokers, Advisors…

Felix Shipkevich

CFTC Charges Arista LLC with $9.5 Million Commodity Pool Fraud

Felix Shipkevich

CFTC Enforcement Blitz: Eagle, Intrade, Cantor, Harbor Light

Felix Shipkevich

CPO/CTA Charged With Fraudulent Allocation Scheme

Felix Shipkevich

NFA takes action against CPO/CTA

Felix Shipkevich

NFA forex dues to increase by February

Felix Shipkevich

CTA receives NFA BCC complaint

Felix Shipkevich

CTA charged with solicitation fraud, misrepresentation

Felix Shipkevich