Category: Dodd-Frank

Volcker Rule Approved by Regulators

Felix Shipkevich

Big Banks Look to Reverse New CFTC Rules

Felix Shipkevich

Volcker Rule May See Possible Delay to Start Date

Felix Shipkevich

Treasury Bond Rule will be Costly for Clearinghouses

Felix Shipkevich

US Options Exchange Leaders Close to Reaching Erroneous Trade Rule Agreement

Felix Shipkevich

CFTC Chairman refuses to budge on Cross Border SEF Regulation

Felix Shipkevich

House Passes Bill to Weaken Dodd-Frank Act

Felix Shipkevich

The SEC CEO Payment-Ratio Rule comes under heavy scrutiny

Felix Shipkevich

Government Shutdown Creates Communication Gap between The CFTC and the European Commission

Felix Shipkevich

CFTC Will Deal Steep Penalties to Anyone Found Lying in Investigations

Felix Shipkevich

Division of Enforcement Director to step down in October

Felix Shipkevich

Gensler’s assessment of the CFTC: A Summary

Felix Shipkevich

CFTC grants temporary registration to SwapEx, LLC, GFI Swaps Exchange LLC, and MarketAxess SEF Corporation

Felix Shipkevich

Obama Puts Pressure on Regulators to Push Dodd-Frank

Felix Shipkevich

Top Regulators Meet With Obama On Dodd-Frank Progress

Felix Shipkevich

Regulatory Giants Discuss Disaster Recovery Relief in Regards to Sandy

Felix Shipkevich

Gensler: CFTC Faces Challenges Implementing Volcker Rule

Felix Shipkevich

Fed Re-evaluating Commodities Control Ruling

Felix Shipkevich