Category: Enforcement Actions

After Latest Goldman Violation, CFTC’s Chilton Wants Harsher Penalties

Felix Shipkevich

CFTC Struggles to Find the Rhythm of Regulation

Felix Shipkevich

CFTC Cracks Down on Commodity Pool Ponzi Schemes

Felix Shipkevich

CFTC Update: Federal Court Orders Forex Capital, Highland Stone Capital to Pay $1.8m

Felix Shipkevich

CFTC Enforcement Blitz: Eagle, Intrade, Cantor, Harbor Light

Felix Shipkevich

CFTC Gives Swap Dealers More Time, Cites Compliance Costs

Felix Shipkevich

Barclays vs. FERC over LIBOR: The Pre-Game Warm Up

Felix Shipkevich

NFA Returns Peregrine Fine

Felix Shipkevich

CPO/CTA Charged With Fraudulent Allocation Scheme

Felix Shipkevich

Investigators Piece Together PFGBest’s Investments

Felix Shipkevich

PFGBest’s Auditor Comes Under Fire

Felix Shipkevich

CFTC Orders Barclays to Pay $200 Million

Felix Shipkevich

CFTC Charges Trader with Commodity Fraud

Felix Shipkevich

CFTC Obtains Injunction Against Former Floor Broker for Margin Call Avoidance Scheme

Felix Shipkevich

Court rejects request to block access to MF Global insurance funds

Felix Shipkevich

CFTC charges Optiver for manipulation of NYMEX oil contracts

Felix Shipkevich

CFTC fines $6 million for forex ponzi scheme

Felix Shipkevich

CFTC fines FCM $2.5 million

Felix Shipkevich