• Dodd-Frank
  • Enforcement Actions
  • Forex
  • New Rules
  • Registration
  • FINRA
  • NFA
  • Contact Us
Menu
  • Dodd-Frank
  • Enforcement Actions
  • Forex
  • New Rules
  • Registration
  • FINRA
  • NFA
  • Contact Us

Category: FINRA

World Investor Week: CFTC’s FinTech Forward 2018 and SEC, NFA, FINRA Events

Felix Shipkevich
Read More >

HempCoin and Ayre: FINRA’s First Enforcement Action For Cryptocurrency

Felix Shipkevich
Read More >

Aegis Capital Pays $1.3 Million for Anti-Money Laundering Violations

Felix Shipkevich
Read More >

Regulatory Giants Discuss Disaster Recovery Relief in Regards to Sandy

Felix Shipkevich
Read More >

FINRA Targeting High Frequency Trading in Probe

Felix Shipkevich
Read More >

CFTC, SEC Face Data-Deficit in Coming High-Frequency Trading Fight

Felix Shipkevich
Read More >

Proposed Consolidated Audit Trail Could Impact High-Frequency Traders

Felix Shipkevich
Read More >

Senators push for finalized Volcker Rule

Felix Shipkevich
Read More >

Lawyers tussle over ‘financial conspiracy’ evidence in McCrudden case

Felix Shipkevich
Read More >

SEC and FINRA issue investor alert on structured notes with principal protection

Felix Shipkevich
Read More >

UK & US SIGN MOU TO SUPPORT COLLABORATION ON SECURITY REGULATION

Felix Shipkevich
Read More >

FINRA and IIROC announce cooperation agreement

Felix Shipkevich
Read More >

FINRA and IIROC warn about leveraged and inverse ETFs

Felix Shipkevich
Read More >

“Office of the Whistleblower” created

Felix Shipkevich
Read More >

Shipkevich PLLC

  • Practices
  • Professionals
  • About
  • Press
  • Events
  • Contact

Resources

  • Debt Relief Watch
  • CFTC Law
  • Money Transmitter Law

Subscribe to our Newsletter

© 2020 SHIPKEVICH PLLC. ALL RIGHTS RESERVED. ATTORNEY ADVERTISING