Category: National Futures Association

New NFA Virtual Currency Disclosure Requirements submitted to CFTC

Felix Shipkevich

NFA Board Approves Swaps Proficiency Requirements Program

Felix Shipkevich

NFA Fines XFA Introducing Broker $100,000 For Compliance Violations

Felix Shipkevich

NFA Sends U.S Treasury OFAC Virtual Currency Compliance Notice to Members

Felix Shipkevich

Mintco Commodity Traders to Pay $340,000 After CFTC Enforcement Action

Felix Shipkevich

CFTC Statement on Bitcoin Futures Trading and Swaps

Felix Shipkevich

CME Chairman Voices Concerns About Brokerage Collateral Ruling

Felix Shipkevich

Oil Industry Avoids Swaps Rules

Felix Shipkevich

NFA Registers Cargill as Swap Dealer

Felix Shipkevich

NFA Responds to Peregrine Financial Group Audits

Felix Shipkevich

NFA Escalates Market Monitoring of Futures Commission Merchants (FCMs)

Felix Shipkevich

Derivatives Regulators (CFTC, SEC) Back Customer Protection Rules

Felix Shipkevich

Wasendorf Pleads Guilty

Felix Shipkevich

NFA Returns Peregrine Fine

Felix Shipkevich

NFA Orders External Audit

Felix Shipkevich

Ex-Peregrine CEO Pleads Not Guilty

Felix Shipkevich

NFA to Review Segregated Funds Audit Process

Felix Shipkevich

PFGBest’s Auditor Comes Under Fire

Felix Shipkevich