Category: National Futures Association

Former Citigroup VP caught in palladium and platinum trading fraud

Felix Shipkevich

Jamila Piracci named VP of OTC Derivatives for the NFA

Felix Shipkevich

Lawyers tussle over ‘financial conspiracy’ evidence in McCrudden case

Felix Shipkevich

NFA hits North Carolina CTAs with enforcement action

Felix Shipkevich

NFA to CPOs: Don’t forget assessment fees

Felix Shipkevich

NFA orders California Introducing Broker barred from registration permanently

Felix Shipkevich

CFTC charges New Jersey CPO with running Ponzi scheme

Felix Shipkevich

Commodity Pool Operator ordered to pay $4 million for false statements and misappropriation

Felix Shipkevich

NFA fines Vision Financial Markets half-million

Felix Shipkevich

CFTC finalizes new CPO exemptions, delegates to NFA

Felix Shipkevich

Spring Creek Capital LLC thrown out of the NFA

Felix Shipkevich

FIN FX LLC finds itself target of NFA emergency enforcement action

Felix Shipkevich

New amendments to NFA arbitration proceedings

Felix Shipkevich

NFA issues $25k fine to Direct Futures LLC

Felix Shipkevich

NFA permanently bars Georgia IB, Clash Financial

Felix Shipkevich

NFA takes enforcement action against Paron Capital Management, LLC

Felix Shipkevich

NFA, CFTC and AARP co-sponsor investment panel

Felix Shipkevich

David Smith pleads guilty to $220 million forex ponzi scheme

Felix Shipkevich