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NFA
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Category: National Futures Association
NFA takes Enforcement Action against Trade Dock Capital
Felix Shipkevich
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Brian Kim’s Assets Frozen by New York Federal Court
Felix Shipkevich
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NFA ACTION: Integrity FX LLC
Felix Shipkevich
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NFA Notice to Members
Felix Shipkevich
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NFA ACTION: City Capital Management LLC
Felix Shipkevich
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NFA ACTION: AVS Carter Financial, Inc.
Felix Shipkevich
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NFA ACTION: Windsor Wealth Management LLC
Felix Shipkevich
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NFA ACTION: Brewer Futures Group
Felix Shipkevich
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Revised financial requirements for FCMs and IBs
Felix Shipkevich
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NFA grants conditional registration despite omissions
Felix Shipkevich
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NFA denies registration on account of willful omission
Felix Shipkevich
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NFA ACTION: Torc Investment and Research LLC
Felix Shipkevich
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NFA ACTION: GFS Forex & Futures Inc.
Felix Shipkevich
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NFA comments on CFTC’s retail forex proposal
Felix Shipkevich
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NFA ACTION: Treesdale Partners LLC
Felix Shipkevich
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CPO Quarterly Reporting Requirements, Rule 2-46
Felix Shipkevich
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Financial Crimes Enforcement Network issues guidance
Felix Shipkevich
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NFA ACTION: IAG Capital Management, LLC
Felix Shipkevich
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