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Category: National Futures Association

NFA takes Enforcement Action against Trade Dock Capital

Felix Shipkevich
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Brian Kim’s Assets Frozen by New York Federal Court

Felix Shipkevich
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NFA ACTION: Integrity FX LLC

Felix Shipkevich
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NFA Notice to Members

Felix Shipkevich
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NFA ACTION: City Capital Management LLC

Felix Shipkevich
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NFA ACTION: AVS Carter Financial, Inc.

Felix Shipkevich
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NFA ACTION: Windsor Wealth Management LLC

Felix Shipkevich
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NFA ACTION: Brewer Futures Group

Felix Shipkevich
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Revised financial requirements for FCMs and IBs

Felix Shipkevich
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NFA grants conditional registration despite omissions

Felix Shipkevich
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NFA denies registration on account of willful omission

Felix Shipkevich
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NFA ACTION: Torc Investment and Research LLC

Felix Shipkevich
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NFA ACTION: GFS Forex & Futures Inc.

Felix Shipkevich
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NFA comments on CFTC’s retail forex proposal

Felix Shipkevich
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NFA ACTION: Treesdale Partners LLC

Felix Shipkevich
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CPO Quarterly Reporting Requirements, Rule 2-46

Felix Shipkevich
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Financial Crimes Enforcement Network issues guidance

Felix Shipkevich
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NFA ACTION: IAG Capital Management, LLC

Felix Shipkevich
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