May 21, 2021 NFA orders former associated person Peter Chris Georgantones never to reapply for NFA membership Read More >
April 29, 2021 NFA orders former associated person Jeremy Ruth never to reapply for NFA membership Read More >
April 20, 2021 NFA orders former Stuart, Fla. commodity trading advisor JDN Capital LLC never to reapply for NFA membership and orders its former sole principal Joshua David Nicholas not to reapply for NFA membership for eight years Read More >
April 2, 2021 NFA orders Toronto, Canada retail foreign exchange dealer and futures commission merchant OANDA Corporation to pay a $200,000 fine Read More >
March 19, 2021 NFA orders former Akron, Ohio commodity pool operator Argo Wealth Management, Inc. never to reapply for membership Read More >
March 19, 2021 NFA orders former principal and associated person Daniel Morris Miller not to reapply for membership for three years Read More >
March 19, 2021 NFA orders former principal and associated person Joel Vincent Newcomb never to reapply for membership Read More >
