August 25, 2020 NFA orders former associated person Nicholas Charles Gunther to not reapply for NFA membership Read More >
August 19, 2020 NFA orders Connor Paul Campo and James A. Hatzigiannis, former associated persons, to not reapply for NFA membership Read More >
August 15, 2020 Argo Wealth Management, Inc., Daniel Morris Miller and Joel Vincent Newcomb Read More >
August 15, 2020 Amended Interpretive Notice 9050 – NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts Read More >
August 8, 2020 NFA orders former Chicago, Ill. introducing broker Long Leaf Trading Group, Inc. and its former associated person James Alan Donelson to not reapply for NFA membership Read More >
August 7, 2020 NFA orders former Chicago, Ill. introducing broker Postrock Brokerage LLC to not reapply for membership Read More >
August 6, 2020 NFA orders Gautam Prakash, a former associated person, to not reapply for membership for seven years Read More >
