Category: Registration

CFTC Interprets Who Has to Register as Commodity Trading Advisor

Felix Shipkevich

CFTC Statement on Bitcoin Futures Trading and Swaps

Felix Shipkevich

EU’s Antitrust Probe Delayed Due to Banks’ Request for Business Secrets

Felix Shipkevich

Gensler: CFTC Faces Challenges Implementing Volcker Rule

Felix Shipkevich

Fed Re-evaluating Commodities Control Ruling

Felix Shipkevich

Regulatory Adjustment to New CFTC Ruling on Cross-Border Swaps

Felix Shipkevich

CFTC and European Commission Reach Concordance on Derivatives

Felix Shipkevich

Basel Committee May Rethink Regulatory Complexity

Felix Shipkevich

Gensler Urges Fast Action on Cross-Border Derivatives

Felix Shipkevich

CFTC Announces Mandatory Clearing of Swaps

Felix Shipkevich

G20, FSB, DTCC, CFTC Develop New Way to Monitor Risk

Felix Shipkevich

CFTC Seeks to Revoke Registration of Crabapple Capital for $1m Fraud

Felix Shipkevich

CFTC Unveils Real-Time Reporting of Swap Transactions and More

Felix Shipkevich

New Court Battle Points to Overlap Between CFTC and SEC

Felix Shipkevich

CFTC Charges Arista LLC with $9.5 Million Commodity Pool Fraud

Felix Shipkevich

CFTC Struggles to Find the Rhythm of Regulation

Felix Shipkevich

CFTC Gives Swap Dealers More Time, Cites Compliance Costs

Felix Shipkevich

CFTC Post-Election Update: New Schedule Extends through June 2013

Felix Shipkevich