Category: SEC

World Investor Week: CFTC’s FinTech Forward 2018 and SEC, NFA, FINRA Events

Felix Shipkevich

CFTC Issues Costumer Advisory for Buying Digital Coins or Tokens

Felix Shipkevich

CFTC and SEC Update 2008 Swaps MOU for Cohesion and Efficiency

Felix Shipkevich

Aegis Capital Pays $1.3 Million for Anti-Money Laundering Violations

Felix Shipkevich

CFTC and SEC Joint Statement Against Virtual Currency Fraud

Felix Shipkevich

CFTC Chairman Issues Statement on Virtual Currency like Bitcoin

Felix Shipkevich

Initial Coin Offerings (ICO) Statement by SEC Gets Nod from CFTC

Felix Shipkevich

CFTC Approves LedgerX to Deal Bitcoin Options

Felix Shipkevich

US Options Exchange Leaders Close to Reaching Erroneous Trade Rule Agreement

Felix Shipkevich

CFTC and SEC Working to Strengthen Volcker Rule

Felix Shipkevich

SEC Chair discusses refining company disclosure reports

Felix Shipkevich

The SEC CEO Payment-Ratio Rule comes under heavy scrutiny

Felix Shipkevich

Obama Puts Pressure on Regulators to Push Dodd-Frank

Felix Shipkevich

Top Regulators Meet With Obama On Dodd-Frank Progress

Felix Shipkevich

Christopher Ehrman made Director of Whistleblower Office at CFTC

Felix Shipkevich

Gensler Urges Fast Action on Cross-Border Derivatives

Felix Shipkevich

Wall Street to Face Cyber-Attack in Exercise

Felix Shipkevich

U.S. House Passes Bill To Loosen Federal Grip on FX Derivative Trading

Felix Shipkevich