U.S. Commodity and Futures Trading Commission (CFTC) member Bart Chilton has released a schedule that details the CFTC’s regulatory calendar from November 15, 2012 to June 2013.
See the CFTC schedule below.
GOAL: December 31, 2012
Final Rules:
Clearing Requirement Determination [this may go on November 15]
Cooperative Clearing Exemption
Inter-affiliate Clearing Exemption
SEF Rules
Block Trading Rule for Swaps
DCMs – Core Principle 9
Disruptive Trade Practices Interpretation
Records of cash commodity, futures, option, and swap transactions (Rule 1.35)
CPO Harmonization
RTO/ISO Exemptive Relief
201(f) Exemptive Relief
Segregation for Uncleared Swaps
Systemically Important Clearing Organizations –recovery time
Proposed Rules and Orders:
Guarantees of Swaps
Position Limits
Relief Expires:
Registration Relief for Certain IBs
Temporary Relief from the De Minimis Threshold
CPOs and CTAs doing FX
Cross-Border Interim Relief
Alternative Schedule for Compliance with Rule 1.74
GOAL: March 13, 2013
Final Rules:
Capital for SDs and MSPs
Margin for Uncleared Swaps
Governance and Conflict of Interest (DCMs, DCOs & SEFs)
Guarantees of Swaps
Identity Theft
Volcker Rule
Proposed Rules and Orders:
Stress Testing under Section 165
Systemically Important Clearing Organizations – Liquidity
Relief Expires:
Part 23, Subpart F – Internal Business Conduct Books and Records requirements
RTO/ISOs
201(f) electric utilities
ECP Status, Swap Guarantee Arrangements, Jointly and Severally Liable Counterparties, Amounts Invested on a Discretionary Basis, Anticipatory ECPs
Cleared Swaps in Agricultural and Exempt Commodities and EFSs
GOAL: June 1, 2013
Final Rules:
Cross-Border – Exemptive Order and Interpretive Guidance, any remaining issues