CFTC grants TFX member firms exemption from certain Part 30 regulations

Pursuant to Commission Regulation 30.10, CFTC grants certain exemptions to firms designated by the Tokyo Financial Exchange, Inc. (TFX) from the application of certain foreign futures and option regulations based upon substituted compliance with applicable Japanese law and TFX regulations. See the October 14, 2008 Federal Register for exemptions and conditions.

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Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.