Dealer Member Rule 41 outlines obligations to CIPF

IIROC Dealer Members are required to pay Canadian Investor Protection Fund assessments through IIROC. IIROC henceforth has permission to share Dealer Member information with CIPF. CIPF has direct access to IIROC Dealer Member premises, information, and personnel and Dealer Members must comply with actions requested by CIPF.

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Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.