The Investment Industry Regulatory Organization of Canada (IIROC) is set to hear on January 14, 2011 (10:00 am), at the Reportex Agencies Ltd. in Vancouver, BC, the offer of settlement filed by the Gateway Securities Inc.
Gateway Securities Inc. is charged of failing to meet IIROC’s minimum capitalization requirement as enunciated in Rule 17.1 and has been suspended under such charge since March 20, 2009.
The hearing is not open to the public until the Hearing Panel accepts the agreement.
(Source: http://docs.iiroc.ca/DisplayDocument.aspx?DocumentID=2B89527E1BA749BC96C38E3CCA2D0D41&Language=en)