MAS issues guidelines on Fair Dealing

Guidelines emphasize responsibilities of the Board and Senior Management of financial institutions to deliver fair dealing outcomes when providing financial advisory services to customers. They are to be read together with the Financial Advisers Act. They apply to the selection, marketing, and distribution of investment products, to the provision of advice for these products, and to after-sales services and complaints handling responsibilities.

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Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.