MGEX’s ability to perform compliance functions questioned

The CFTC Released a Rule Enforcement Review of the Minneapolis Grain Exchange. Its recommendations to MGEX include hiring more compliance staff and ensuring that its disciplinary committee review member’s complete disciplinary histories when determining appropriate sanctions.

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Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.