NFA ACTION: Capital Blu Management LLC

Following a complaint filed in June 2009, the NFA’s Buisness Conduct Committee has found that Capital Blu failed to cooperate fully and promptly with NFA in its investigation of the firm’s operations. The NFA issued a Member Responsibility Action (MRA) against the firm in September 2008, and in April 2009 the CFTC filed an action in federal court charging it with mishandling customer funds. Capital Blu is now permanently bared.

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