NFA ACTION: Global Trading Center LLC

Following an October 2008 complaint,  the NFA has permanently barred Global Trading Center LLC,  a former Introducing Broker located in Florida, from NFA membership. Global Trading’s principal, Harris Shapiro, has been bared for a period of five years as part of a settlement. The Complaint charged that Global Trading and Shapiro used high-pressure sales tactics, made deceptive and misleading sales solicitations, and failed to disclose that most of their customers lost money.

Share this post

Share on facebook
Share on twitter
Share on linkedin
Share on pinterest
Share on print
Share on email

Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.