NFA orders Dallas, Texas introducing broker and commodity trading advisor Member Coquest Incorporated to pay a $275,000 fine

March 30, Chicago—NFA has ordered Coquest Incorporated (Coquest), an NFA Member introducing broker and commodity trading advisor located in Dallas, Texas, to pay a $275,000 fine. John Alan Vassallo, a principal and associated person (AP) of Coquest, shares liability with the firm jointly and severally for $150,000.

Read More

Share this post

Share on facebook
Share on twitter
Share on linkedin
Share on pinterest
Share on print
Share on email

Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.