NFA orders former principal and associated person Joel Vincent Newcomb never to reapply for membership

March 18, Chicago—NFA has ordered Joel Vincent Newcomb, a former principal and associated person of Argo Wealth Management, Inc. (Argo), never to reapply for membership or act as a principal of an NFA Member. Argo is a former NFA Member commodity pool operator located in Akron, Ohio.
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Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.