NFA orders former Stuart, Fla. commodity trading advisor JDN Capital LLC never to reapply for NFA membership and orders its former sole principal Joshua David Nicholas not to reapply for NFA membership for eight years

  • 4:59 am
  • NFA

April 19, Chicago—NFA has ordered JDN Capital, LLC (JDN Capital), a former NFA Member commodity trading advisor located in Stuart, Fla., never to reapply for membership or act as a principal of an NFA Member. NFA also ordered JDN Capital’s former sole principal and associated person Joshua David Nicholas not to reapply for membership for eight years and never to act as a principal of an NFA Member. If Nicholas seeks NFA membership following the eight-year period, he must pay a $125,000 fine.
Read More

Share this post

Share on facebook
Share on twitter
Share on linkedin
Share on pinterest
Share on print
Share on email
X

Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.

Learn More