NFA orders New York, N.Y. introducing broker Tullett Prebon Financial Services LLC to pay a $150,000 fine

August 5, Chicago—NFA has ordered New York, N.Y. introducing broker Tullett Prebon Financial Services LLC (TPFS) to pay a $150,000 fine.
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Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.