Price adjustments, Compliance Rule 2-43(a)

FDMs will bear the burden of invalid prices generated by their own software, traders, matching systems, or user interfaces. Price adjustments will henceforth be permitted when settling complaints in the customer’s favor, and by FDMs that operate via STP and have been affected by a price adjustment on the part of the liquidity provider. Rule 2-43(a) will go into effect May 15, 2009.

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Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.