Proposed Amendments to NFA Compliance Rule 2-38. Business Continuity and Disaster Recovery Plan and the related Interpretive Notice 9052 – NFA Compliance Rule 2-38: Business Continuity and Disaster Recovery Plan

NFA’s Board has approved minor amendments to Compliance Rule 2-38(b) to clarify that FCMs, SDs, and FDMs2 are not required to maintain a physical location as either their primary or back-up data site but, rather, a Member may determine a cloud-based data site is more appropriate based on the size and complexity of the Member’s business and its resources.

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Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.