Proposed Amendments to NFA Compliance Rule 2-45 and Its Related Interpretive Notice 9062 entitled Compliance Rule 2-45: Prohibition of Loans by Commodity Pools to CPOs and Related Entities

  • Jason Mongiello
  • 1:59 am
  • NFA

NFA’s Board approved amendments to NFA Compliance Rule 2-45 to permit CPO Members to make loans to affiliated entities if the Member CPOs operate commodity pools that are exempt pursuant to CFTC Regulations 4.13 or 4.7 or that operate pursuant to NALs 25-50 and 26-06, provided the CPO is registered with the SEC as an IA or is affiliated with an SEC registered IA and the CPO and its affiliates collectively manage at least $1.5 billion in assets (AUM).

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