Proposed Amendments to NFA Compliance Rule 2-52: NFA Member Questionnaire Requirements and the related Interpretive Notice 9082 – NFA Compliance Rule 2-52: Requirements in Connection with NFA’s Member Questionnaire

  • Jason Mongiello
  • 1:59 am
  • NFA

NFA’s Board approved amendments to Compliance Rule 2-52 and its related Interpretive Notice to permit a listed principal, or any other senior level individual who is sufficiently knowledgeable about the Member’s ongoing business operations to review, sign, and submit the Questionnaire

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