Proposed Amendments to NFA Interpretive Notice 9072 – NFA Compliance Rule 2-49: Swap Valuation Dispute Filing Requirements and Interpretive Notice 9077 – NFA Compliance Rule 2-9(d): Swap Dealer and Major Swap Participant Supervision of the Use of Marketing Materials

  • Jason Mongiello
  • 1:59 am
  • NFA

NFA’s Board unanimously approved amending the Swap Valuation IN so that an SD will no longer be required to notify NFA of a swap valuation dispute for which an exception for certain foreign swaps or substituted compliance applies thereby aligning the application of the Swap Valuation IN with the cross-border application of the Portfolio Reconciliation requirements as set out in CFTC Regulation 23.23.

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