The adopted Interpretive Notice 9083 entitled NFA Compliance Rules 2-9(a) and (d), 2-36(e) and 2-51(d):; Member Supervisory Obligations for Associated Persons provides Members with one comprehensive Interpretive Notice that addresses all material areas of AP supervision and specifically addresses Member requests for more guidance related to certain supervision areas including written and oral communications with customers and counterparties and order handling and trading activities.

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