Proposed Technical Amendments to NFA Bylaw 301; Compliance Rules 2-8, 2-9, 2-36, 3-1, 3-2, 3-8, 3-11, 3-13, and 3-18; Financial Requirements Sections 12 and 15; and Interpretive Notices 9003, 9009, 9018, 9020, 9022, 9029, and 9058

As stated earlier, on February 19, 2026, NFA’s Board unanimously approved technical amendments to NFA Bylaw 301; NFA Compliance Rules 2-8, 2-9, 2-36, 3-1, 3-2, 3-8, 3-11, 3-13, and 3-18; NFA Financial Requirements Section 12 and Section 15; and Interpretive Notices 9003, 9009, 9018, 9020, 9022, 9029, and 9058 to replace references to “Registration and Membership Department,” “Vice President of Registration and Membership,” and “Compliance Department” with references to “Member Oversight Department” or “NFA’s Information Center,” where applicable.

Read More

Share this post

Share on facebook
Share on twitter
Share on linkedin
Share on pinterest
Share on print
Share on email

Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.