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Tag: abuse

O’Malia Urges Regulators to “Do No Harm”

Felix Shipkevich
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Investor Groups Support Dodd-Frank Act Regarding Mineral Laws

Felix Shipkevich
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CFTC, Foreign Regulators Issue Joint Statement on OTC Derivatives

Felix Shipkevich
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Global derivatives clearing worries Canadian regulator

Felix Shipkevich
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Chilton on Cheetahs

Felix Shipkevich
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UK FSA fines and bans independent trader for market abuse

Felix Shipkevich
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NFA orders California Introducing Broker barred from registration permanently

Felix Shipkevich
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FSA ACTION: Broker fined for failing to prevent insider trade

Felix Shipkevich
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