Tag: Associated Person (“AP”)

CPO Denver Difference subject to NFA emergency action

Felix Shipkevich

CTA receives NFA BCC complaint

Felix Shipkevich

AP fined for platinum and palladium price manipulation

Felix Shipkevich

Penalty and prison time for commodity pool fraud

Felix Shipkevich

NFA hits North Carolina CTAs with enforcement action

Felix Shipkevich

NFA orders California Introducing Broker barred from registration permanently

Felix Shipkevich