Dodd-Frank
Enforcement Actions
Forex
New Rules
Registration
FINRA
NFA
Contact Us
Menu
Dodd-Frank
Enforcement Actions
Forex
New Rules
Registration
FINRA
NFA
Contact Us
Tag: CEA
CFTC Approves Trade Execution Rules
Felix Shipkevich
Read More >
CFTC Announces Mandatory Clearing of Swaps
Felix Shipkevich
Read More >
CFTC Orders Enskilda Futures to Pay $125,000 for Margin Errors
Felix Shipkevich
Read More >
CFTC Obtains Federal Court Order Against Wagner and Wagner for $2m
Felix Shipkevich
Read More >
CFTC Obtains $140,000 Judgment Against Lincolnshire Trading Parters
Felix Shipkevich
Read More >
CFTC Enforcement Update: Pro Trading Course’s CTA Registration Revoked
Felix Shipkevich
Read More >
CFTC Penalizes Mizuho in Year’s First Cross-Border Violation
Felix Shipkevich
Read More >
CFTC Issues No-Action Relief for Banks, Brokers, Advisors…
Felix Shipkevich
Read More >
After Latest Goldman Violation, CFTC’s Chilton Wants Harsher Penalties
Felix Shipkevich
Read More >
CFTC Votes 5-0 to Pass Swap Clearing Rules
Felix Shipkevich
Read More >
CFTC Sues Ex-Goldman Sachs Trader; Gets Sued by CME Group
Felix Shipkevich
Read More >
Wasendorf Pleads Guilty
Felix Shipkevich
Read More >
CFTC extends exemptive relief until December 31, 2012
Felix Shipkevich
Read More >
CFTC Charges Trader with Commodity Fraud
Felix Shipkevich
Read More >
Reform group says CFTC not required to study costs of position limits
Felix Shipkevich
Read More >
CFTC charges RBC with multi-hundred million scheme
Felix Shipkevich
Read More >
CFTC seeks to revoke CPO registration
Felix Shipkevich
Read More >
CFTC orders Goldman Sachs to pay $7 million penalty
Felix Shipkevich
Read More >
Page
1
Page
2